Thursday 3 November 2022

A Home Visit From The Ombudsman For Wales...

The aborted Stage 2 complaint emails between the 'independent investigator' and Cyngor Gwynedd's safeguarding and quality officer were passed to the Ombudsman for his information. They included input from the Monitoring Officer and also ahowed this 'investigator' sending correspondence to someone not involved in the complaints process...

Because of the unreasonable demands imposed by the council officer, the complaint did not proceed and was timed out by the council. After reading the emails, the Ombudsman returned with an offer of a complaint without enduring further officer bad behaviour. But trust in the Ombudsman was now on the wane.

Evidence of wrongdoing by senior officers - from an officer leaving the council during one investigation then rejoining once interviews were completed through behaviour by officers that many have thought abusive. There was the council's Information manager's data breach report - written in spite of the evidence, the creation of documents that should not exist and legal documents written not to inform but mislead. All not investigated...

Not forgetting, the Ombudsman was warned that the council's SS officers may treat the second assessment - and the family - with the same disingenuity as the first - and they did...

It was pointed out to the Ombudsman that Gwynedd council have not complied with other recommendations from past investigations and that if they had been called to account previously then further investigations would not have been needed. The Ombudsman did not respond to this point.

A FOI request was put in asking for the compliance correspondence between the Ombudsman and Gwynedd council regarding Case 201700388 and later in the family's own case. Whilst the Ombudsman's Information office released the correspondence for someone else's investigation showing the council admitting non compliance, the FOI for emails from the family's own case was refused. Even more evidence of non compliance...?

By now, the family's perception was that the Ombudsman appeared unwilling or unable to deal with the serious issues the evidence had revealed. Regardless, the offer of a third Ombudsman's investigation into the SS department's second assessment which should have already been investigated by the Ombudsman was accepted.

A home visit was arranged to discuss and take further evidence against Gwynedd council. Home visits from the Ombudsman are not usual...

Shortly after, the senior safeguarding officer used a Care Scrutiny Committee on the 14/11/19 to declare the Ombudsman had - 
"given them a further challenge, to make sure that someone goes to see the family, meet the family, ensure that they receive that assessment and that is something that we have now arranged with the adult services, to go into that situation on the Ombudsman's behalf, despite the fact that they have not expressed a wish to receive the service, our usual ethos involves intervention but only if the person invites us in and wishes for us to intervene in this way, the Ombudsman has judged this and wants us to go no matter what the wish of the individual may be, so that is now our response to that challenge provided by the Ombudsman."

The Ombudsman was contacted and denied the words of the officer...
But what of the language used to Councillors and the public - 'challenge' and 'intervention' and 'ethos' are such strong words to use when all that was required was a simple carer's assessment...


Gwynedd council had used the excuse that they did not understand the wording in one Ombudsman report. The recommendation that Executive officers and presumably the council's legal team had already agreed to but now clearly misunderstood was  -
“Provides Mr Y and his family with a comprehensive assessment of their needs and ensures that adequate measures are put in place to meet any identified needs."

Hardly a complex sentence. Bizarrely, the Ombudsman accepted this excuse and presumably another box was ticked instead of following policy and procedures which could have resulted in an Ombudsman's Special Report into continued non compliance.

The Ombudsman also introduced the word 'variance' into the dialogue and it appears that recommendations for improvement can be downgraded once an investigation has been completed in a deal done between the Ombudsman and the CEO behind closed doors - without the complainants knowledge...

All this while attempting to come to agreement with the 'remit' for the third investigation.

Having investigated several complaints into Gwynedd council during his incumbancy, the Ombudsman was well aware of the disingenuous nature of the senior officers and their treatment of the disabled. Gwynedd council even featured in the Ombudsman's hall of shame casebook which can be found here -
https://www.ombudsman.wales/wp-content/uploads/2019/11/104483-Equality-and-Human-Rights-Casebook_Eng_v03.pdf

The full Ombudsman's report for case 201700388 can be found here -
http://www.lukeclements.co.uk/wp-content/uploads/2018/08/Ombudsman-Gwynedd-Council-report-201700388.pdf 




Monday 17 October 2022

Did Ombudsman For Wales Ignore Whistleblowing By An Independent Investigator?

Having survived Cyngor Gwynedd council's SS complaints process, you then have the option of approaching the Ombudsman for Wales. If the Ombudsman accepts your complaint, they will investigate the council for how it dealt with your complaint...

A 2019 Ombudsman for Wales report into Cyngor Gwynedd council's senior SS officers and the children's customer care/complaints team focussed on senior officer's interference with the Stage 2 complaints process and their treatment of an Independent Investigator...

The Stage 2 complaint - an investigation of an assessment undertaken by the children's department - was running alongside a previous Ombudsman's investigation of failings and non compliance with recommendations from a 2010 report. The Independent Investigator and the Ombudsman even had discussions to work out the remit and who would be focussing on what...

The council received the completed Stage 2 report in November, 2018. All points of complaint were upheld. The SS department refused to accept the report...

Emails show the investigator had contacted the Ombudsman with 'concerns' that the council were not following the process. A phone conversation took place where presumably the Investigator raised issues with officer's 'pushback' and refusal to accept the report. Whistleblowing?

The Ombudsman did not act nor advise the Investigator leaving her with little choice but to continue with the 'process' and 'work' with the senior officer's. If a report is not accepted by the council do the Investigator and Independent Person still get paid...?

(The Ombudsman has refused requests for the detail of this conversation to be released)

The Ombudsman commented in his report -

But 'hard evidence' was provided to the Ombudsman...!!!
Copies of the original report and the amended report and the 'final' report were sent to the Ombudsman for comparison. The senior officers had managed to downgrade the complaint against the social worker from 'upheld' to not requiring to be upheld and a recommendation removed. In all, four to five pages critical of the department are missing...

This was pointed out to the Ombudsman - the report was not changed...

The Ombudsman chose to single out the social worker for her disingenuity but bad behaviour by her line manager and other senior officer's involved were not properly addressed. Whilst the report was indeed 'damning' the Ombudsman had failed to address the main thrust of the complaint - that the second assessment was as fake and 'predetermined' as the first.

Concerns were raised with the Ombudsman that he had investigated the wrong complaint and a review of his investigation was asked for. The Ombudsman's office did indeed review the work of the Ombudsman and found no fault with the Ombudsman. The review was dismissed...

The Ombudsman for Wales also failed to investigate Gwynedd council for non compliance with recommendations from a previous investigation. A complaint to the Ombudsman was not acted upon and so the 'work' undertaken by Gwynedd council was ticked off as complete - when it was not...

The Ombudsman wrote personally to apologise for the failing of the officer and a policy of verifying evidence from Welsh councils before ticking the box has now been implemented. The Ombudsman felt unable to return to the council on this matter due to the box already ticked so non compliance and false assurances from the senior officers was not investigated...